As a Compliance Associate at Silver Regulatory Associates, Eric collaborates with investment advisers and private fund managers to develop and maintain compliance programs, prepare for SEC examinations, and navigate complex regulatory obligations.
Prior to joining Silver, Eric was a Compliance Consultant at ACA Group, a leading governance, risk and compliance advisor in the financial services sector. In this role, he supported clients by managing regulatory obligations, drafting reports, setting up brokerage agreements, reviewing statements, conducting investigations and internal audits, and overseeing other compliance-related projects.
Previously, Eric served as a Branch Manager for Citizens Bank, where he oversaw branch audits, performed confidential duties requiring knowledge of bank and federal polices and administered loan applications.
Eric holds a Bachelor of Arts in Criminology and Homeland Security from Indiana University of Pennsylvania. In his free time, Eric enjoys walking his dogs and exploring Pittsburgh, where he resides.