Form PF Changes and Its Impact on Private Fund Managers
On May 3, 2023, the SEC announced some significant changes to the Form PF filing requirements, which will directly impact large private fund managers now and into the future. Silver’s Compliance team has put together the following guidance for private fund managers to use as the November compliance deadline approaches.
Silver Speaking at AIMA’s Putting ESG Into Practice Event
Silver’s Managing Director & Head of ESG Strategy, Trysha Daskam, will be hosting a breakout session at AIMA’s Sept. 7th event, “Putting ESG into Practice 2023,” in London. The session is titled “The Roadmap to ESG Compliance in 2023.”
SEC Thumps Insight for Charging ‘Excess’ Management Fees
Silver’s CEO, Fizza Khan, and Compliance Manager, Tyler Schoenberg, recently provided commentary to FundFire about the SEC’s settlement with Insight Partners in an enforcement case alleging the venture capital and buyout manager charged excess management fees to clients. Read the full article here.
Silver Convenes Expert Panel to Discuss the 2023 Banking Crisis
As the fallout from the 2023 banking crisis continues to unfold, Silver’s CEO, Fizza Khan, convened a panel of experts to discuss what happened, the impact of the crisis on private fund managers and what’s likely on the horizon from a regulatory standpoint.
Navigating CCO Liability Risks: Tips for Staying Out of the SEC’s Crosshairs
CCO liability remains top of mind for C-Suite executives, particularly in today’s heightened regulatory environment. Silver’s CEO, Fizza Khan, co-authored a byline in CEP Magazine with Jessica Thayer, Senior Vice President at Starkweather & Shepley Insurance, that offers tips on how CCOs can stay out of the SEC’s crosshairs.
Replay of New Marketing Rule Panel Discussion
Silver’s CEO, Fizza Khan, participated in a panel discussion on Thursday, May 4th to break down the SEC’s new marking rule and explain how fund managers can educate themselves and comply with the new seven principles-based rule in order to stay off the SEC’s radar. Here is a link to the abridged version of the discussion along with some key takeaways.
Silver Hosts Webinar Titled “The 2023 Banking Crisis: What’s Next?”
Fizza Khan, Silver’s CEO, is hosting a webinar titled, “2023 Banking Crisis: What’s Next?” on Tuesday, May 16th at 1 pm ET that will address what private fund managers can expect next from the fallout of the 2023 banking crisis. Joining her is Joe Fenech, Chief Investment Officer at GenOpp Capital Management, and Brad Caswell, Partner at Linklaters LLP.
Silver’s CEO Explains New Marketing Rule in Panel Discussion
Silver’s CEO, Fizza Khan, together with industry experts from TD Cowen and CF&M, is participating in a panel discussion on Thursday, May 4th to break down the SEC’s new marking rule and explain how fund managers can educate themselves and comply with the new seven principles-based rule in order to stay off the SEC’s radar.
Silver’s Trysha Daskam Appears on The ESG Report Podcast
Trysha Daskam, Silver’s Head of ESG Strategy, recently appeared on The ESG Report podcast to discuss how fund managers can implement effective ESG strategies, why having a defensible and consistent ESG program is important in today’s regulatory environment and the need for accurate and standardized ESG reporting frameworks globally.
A Practical Guide to 2023 PRI Transparency Reporting
Following the Principles for Responsible Investment’s (PRI) decision to cancel 2022 Transparency Reporting, PRI Signatories may be scrambling to get up to speed ahead of the 2023 reporting cycle. Silver’s ESG Team has compiled a practical guide to help demystify the changes to the process and prepare Signatories for 2023 Transparency Reporting.