“Silver Salon Series” Launches in 2023
Silver has launched the “Silver Salon Series,” which is a series of small, invitation-only gatherings for clients, colleagues and industry experts that are designed to encourage open and honest discussions about a variety of industry topics and trends, and to share professional experiences and ideas on how to tackle present and future business challenges.
2022 Marked Exciting Year of Growth for Silver Regulatory Associates
Reinforcing its continued focus on increasing its deep bench of talent, client roster and footprint, Silver is proud to announce an exciting year of growth in 2022 with the recent addition of three new compliance professionals, the expansion of the firm’s compliance and ESG service lines and a potential increased presence in Puerto Rico.
What You Need to Know About the SEC’s 2023 Exam Priorities
Silver dissects the SEC’s 2023 Exam Priorities and provides a summary of the most important areas of focus, including the new Marketing Rule, ESG investing, information security and operational resiliency, as well as a continued focus on crypto assets and Private Fund Managers.
Tips for 2023 Form ADV Planning: The Devil is in the Details
With the filing deadline for Form ADV on the horizon, the Silver Compliance team has put together a list of best practices for investment managers to keep in mind as they work to complete this onerous and complex regulatory requirement in order to help keep them out of the crosshairs of regulators.
Silver’s SEC Comment Letter Featured in PRI Investor Briefing
Silver’s comment letter on the SEC’s proposed rule to enhance disclosures made by investment advisers and investment companies about their ESG practices was featured in a new Investor Briefing published by the Principles for Responsible Investment (PRI) that looks at the views of 30 different PRI signatories.
4 Key Takeaways from the SEC’s Proposed “Safeguarding Rule”
Silver’s Compliance team provides key takeaways on the SEC’s proposed “Safeguarding Rule” and its impact on SEC-registered investment advisers, particularly those with an investment strategy that focuses on crypto/digital assets.
Silver Discusses 2023 Compliance Trends on Convergence Podcast
Silver’s CEO, Fizza Khan, appears in episode 23 of the “In Conversation with Convergence Inc.” podcast, where she discusses the key regulatory compliance trends and challenges that firms are expected to face in 2023.
Updating Your ESG Program: 5 Guidelines to Follow
Amidst the rapid changes occurring in ESG regulation and reporting requirements, ESG policies and processes created more than a year ago likely need to be updated. To guide private fund managers, Silver identified 5 key guidelines to follow when updating ESG programs in 2023.
Top Three Priority Compliance Updates from 2022
2022 brought a flurry of regulatory updates that will impact private fund managers now and into the future. As the year comes to a close, Silver’s Regulatory Compliance team shares insights on three critical compliance-related updates to help investment managers plan for the year ahead and stay compliant under increased regulatory scrutiny.
Key Developments in the ESG Regulatory Landscape from 2022
In its year-end summary, the Silver ESG team provides an overview of key developments in the ESG regulatory landscape in the U.S., EU, and UK from 2022, as well as efforts made by standard-setting bodies to harmonize disclosure obligations on climate and other important social and environmental issues.