Dear CCO: The SEC Has Its Eyes on You
The list of responsibilities and critical function of a chief compliance officer (“CCO”) of an investment adviser are always evolving. In this article featured in the April 2021 issue of
May 12, 2021
The list of responsibilities and critical function of a chief compliance officer (“CCO”) of an investment adviser are always evolving. In this article featured in the April 2021 issue of
Silver reviews the most important areas of focus from the SEC’s 2021 Exam Priorities, including ESG and climate-related risks, compliance risks and conflicts of interest for investment advisers, and a
Private fund managers are under increased pressure to consider and report on the climate risks in their portfolios. In this article published by Law360, Silver’s Head of ESG Strategy, Trysha
As workforces adapted to going remote, the OCIE increased attention on several key areas for investment managers. Silver outlines 21 things for investment management compliance teams to consider in 2021.
In this Review & Outlook piece, Silver’s Head of ESG Strategy, Trysha Daskam, outlines four important ESG regulatory themes for private funds to pay close attention to throughout 2021.