Posts regarding Industry Insights from the SilverVision Blog

News Insights Compliance Services Compliance Home Featured

October 5, 2023

Silver’s CEO Discusses CCO Liability in Upcoming Webinar

CCO liability remains top of mind for C-Suite executives. Silver’s CEO, Fizza Khan, will be participating in an upcoming webinar with Jessica Thayer, Senior Vice President at Starkweather & Shepley Insurance, to address this important topic and help CCOs stay out of the SEC’s crosshairs.

Anthony Zarro

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News Insights Compliance Services Compliance Home Featured

June 26, 2023

SEC Thumps Insight for Charging ‘Excess’ Management Fees

Silver’s CEO, Fizza Khan, and Compliance Manager, Tyler Schoenberg, recently provided commentary to FundFire about the SEC’s settlement with Insight Partners in an enforcement case alleging the venture capital and buyout manager charged excess management fees to clients. Read the full article here.

Anthony Zarro

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News Insights Compliance Services Compliance Home Featured

June 4, 2023

Navigating CCO Liability Risks: Tips for Staying Out of the SEC’s Crosshairs

CCO liability remains top of mind for C-Suite executives, particularly in today’s heightened regulatory environment. Silver’s CEO, Fizza Khan, co-authored a byline in CEP Magazine with Jessica Thayer, Senior Vice President at Starkweather & Shepley Insurance, that offers tips on how CCOs can stay out of the SEC’s crosshairs.

Anthony Zarro

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News Insights Events Compliance Services Compliance Home Featured

May 12, 2023

Replay of New Marketing Rule Panel Discussion

Silver’s CEO, Fizza Khan, participated in a panel discussion on Thursday, May 4th to break down the SEC’s new marking rule and explain how fund managers can educate themselves and comply with the new seven principles-based rule in order to stay off the SEC’s radar. Here is a link to the abridged version of the discussion along with some key takeaways.

Anthony Zarro

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News Insights Events Compliance Services Compliance Home Featured

April 30, 2023

Silver’s CEO Explains New Marketing Rule in Panel Discussion

Silver’s CEO, Fizza Khan, together with industry experts from TD Cowen and CF&M, is participating in a panel discussion on Thursday, May 4th to break down the SEC’s new marking rule and explain how fund managers can educate themselves and comply with the new seven principles-based rule in order to stay off the SEC’s radar.

Anthony Zarro

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ESG Resources News Insights ESG Services ESG Home Featured

April 28, 2023

Silver’s Trysha Daskam Appears on The ESG Report Podcast

Trysha Daskam, Silver’s Head of ESG Strategy, recently appeared on The ESG Report podcast to discuss how fund managers can implement effective ESG strategies, why having a defensible and consistent ESG program is important in today’s regulatory environment and the need for accurate and standardized ESG reporting frameworks globally.

Anthony Zarro

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ESG Resources News Insights ESG Services ESG Home Featured

April 10, 2023

A Practical Guide to 2023 PRI Transparency Reporting

Following the Principles for Responsible Investment’s (PRI) decision to cancel 2022 Transparency Reporting, PRI Signatories may be scrambling to get up to speed ahead of the 2023 reporting cycle. Silver’s ESG Team has compiled a practical guide to help demystify the changes to the process and prepare Signatories for 2023 Transparency Reporting.

Anthony Zarro

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News Insights Compliance

March 23, 2023

2022 Marked Exciting Year of Growth for Silver Regulatory Associates

Reinforcing its continued focus on increasing its deep bench of talent, client roster and footprint, Silver is proud to announce an exciting year of growth in 2022 with the recent addition of three new compliance professionals, the expansion of the firm’s compliance and ESG service lines and a potential increased presence in Puerto Rico.

Anthony Zarro

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News Insights Compliance Services Compliance Home Featured

March 7, 2023

What You Need to Know About the SEC’s 2023 Exam Priorities

Silver dissects the SEC’s 2023 Exam Priorities and provides a summary of the most important areas of focus, including the new Marketing Rule, ESG investing, information security and operational resiliency, as well as a continued focus on crypto assets and Private Fund Managers.

Anthony Zarro

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News Insights Compliance Services ESG Home Featured

March 1, 2023

Tips for 2023 Form ADV Planning: The Devil is in the Details

With the filing deadline for Form ADV on the horizon, the Silver Compliance team has put together a list of best practices for investment managers to keep in mind as they work to complete this onerous and complex regulatory requirement in order to help keep them out of the crosshairs of regulators.

Anthony Zarro

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ESG Resources News Insights ESG Services ESG Home Featured

February 25, 2023

Silver’s SEC Comment Letter Featured in PRI Investor Briefing

Silver’s comment letter on the SEC’s proposed rule to enhance disclosures made by investment advisers and investment companies about their ESG practices was featured in a new Investor Briefing published by the Principles for Responsible Investment (PRI) that looks at the views of 30 different PRI signatories.

Anthony Zarro

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News Insights Compliance Services Compliance Home Featured

February 23, 2023

4 Key Takeaways from the SEC’s Proposed “Safeguarding Rule”

Silver’s Compliance team provides key takeaways on the SEC’s proposed “Safeguarding Rule” and its impact on SEC-registered investment advisers, particularly those with an investment strategy that focuses on crypto/digital assets.

Anthony Zarro

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Silver’s CEO Discusses CCO Liability in Upcoming Webinar

SEC Thumps Insight for Charging ‘Excess’ Management Fees

Navigating CCO Liability Risks: Tips for Staying Out of the SEC’s Crosshairs

Replay of New Marketing Rule Panel Discussion

Silver’s CEO Explains New Marketing Rule in Panel Discussion

Silver’s Trysha Daskam Appears on The ESG Report Podcast

A Practical Guide to 2023 PRI Transparency Reporting

2022 Marked Exciting Year of Growth for Silver Regulatory Associates

What You Need to Know About the SEC’s 2023 Exam Priorities

Tips for 2023 Form ADV Planning: The Devil is in the Details

Silver’s SEC Comment Letter Featured in PRI Investor Briefing

4 Key Takeaways from the SEC’s Proposed “Safeguarding Rule”

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