With the filing deadline for Form ADV on the horizon, the Silver Compliance team has put together a list of best practices for investment managers to keep in mind as
Silver’s comment letter on the SEC’s proposed rule to enhance disclosures made by investment advisers and investment companies about their ESG practices was featured in a new Investor Briefing published
Silver’s Compliance team provides key takeaways on the SEC’s proposed “Safeguarding Rule” and its impact on SEC-registered investment advisers, particularly those with an investment strategy that focuses on crypto/digital assets.
Silver’s CEO, Fizza Khan, appears in episode 23 of the “In Conversation with Convergence Inc.” podcast, where she discusses the key regulatory compliance trends and challenges that firms are expected
Amidst the rapid changes occurring in ESG regulation and reporting requirements, ESG policies and processes created more than a year ago likely need to be updated. To guide private fund
2022 brought a flurry of regulatory updates that will impact private fund managers now and into the future. As the year comes to a close, Silver’s Regulatory Compliance team shares
In its year-end summary, the Silver ESG team provides an overview of key developments in the ESG regulatory landscape in the U.S., EU, and UK from 2022, as well as
Silver’s CEO, Fizza Khan, recently sat down with Josh Scheffey, Sales Director at Ledger Enterprise Platform, to discuss the regulatory pain points of the FTX collapse. Here is a link
Silver’s CEO, Fizza Khan, appears in episode 10 of the Emerging Manager Exchange podcast, titled “The Regulatory Impact of the FTX Collapse: Tips for Staying Compliant in These Uncertain Times,”
As a signatory to the PRI, Silver is now able to provide clients with insights into how to align with the PRI’s principles and understand the trajectory of the PRI
