Here are five key takeaways for private fund managers to keep in mind as they head into Annual Reviews and work to assess their compliance policies and procedures; execution of
Silver’s Fizza Khan, CEO, and Nicholas Nunez, Managing Director and Head of Regulatory Compliance, published an article in AlphaWeek that provides investment advisers with compliance tips for navigating the increased
Silver’s CEO, Fizza Khan, catches up with Tom Stabile, a senior reporter at FundFire, to discuss the ballooning page counts required of private fund managers under Form ADV, Part 2A.
Due to increased SEC scrutiny, Silver’s Fizza Khan, CEO, and Nicholas Nunez, Managing Director and Head of Regulatory Compliance, published an article in the National Law Journal about the books
Filling out Form ADV can be a complicated process, which requires a lot of planning, data collection, communication among key stakeholders and time. As the 2022 Form ADV season comes
Fund managers face growing pressure from investors and employees to improve their approach to diversity, equity and inclusion (DEI). In Part 2 of our DEI series, Silver’s ESG experts examine
Silver’s Head of ESG Strategy, Trysha Daskam, appears on The ESG Compliance Podcast – Unfolding ESG for Private Investments, with host Tom Fox, to break down the fundamentals, trends, and
One of the biggest challenges for fund managers in 2021 was addressing concerns about diversity, equity and inclusion (DEI), both at the investment level and at the enterprise level. In
In this Review & Outlook piece, Silver’s Regulatory Compliance experts look back at over the past year and share their key takeaways and insights to help compliance teams in the
Asset managers faced major regulatory challenges in 2021, especially related to ESG. In this Review & Outlook piece, Silver’s ESG regulatory experts look back at these changes in more detail
