March 17, 2020
SEC Heightens Focus on Digital Assets
Silver’s CEO, Fizza Khan, joined counsel from Crowell & Moring for a roundtable discussion on the hot button issues outlined in the SEC’s 2020 Exam Priorities. A summary of the discussion and key insights on the topic are included here.
January 27, 2020
How ESG Helps Companies See In The Dark
On this episode of the Innovation in Compliance podcast with host Tom Fox, Silver’s Head of ESG Strategy, Trysha Daskam, explains how, without formal regulatory guidance, a firm should approach ESG policy and implementation.
December 23, 2019
ESG, Please Meet the SEC
Silver’s ESG experts respond to an article entitled “ESG Funds Draw SEC Scrutiny,” featured in The Wall Street Journal on December 16, 2019.
December 20, 2019
20+ Things for 2020
As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.
December 12, 2019
Everything Investment Managers Should Know About Outsourced Compliance
In this episode of the Compliance Podcast Network, Silver’s CEO, Fizza Khan, discusses the reasons behind Silver’s launch and offers advice for investment managers to meet regulatory obligations.
November 5, 2019
Best Practices in ESG Due Diligence for Private Equity Firms
In this contribution to the Mergers & Acquisitions Special Report published by New York Law Journal, Silver’s Trysha Daskam and Fizza Khan explore how the widespread adoption of ESG has impacted the rules of deal due diligence for private equity.
September 19, 2019
Uptick In SEC Exams? Four Ways To Ensure A Smoother Process
Silver has seen a huge uptick in the volume of SEC examinations among our clients this year. In this article published by AlphaWeek, Silver's CEO, Fizza Khan, provides four tips for ensuring proper preparation for routine – and not-so-routine – SEC exams.