In this article published by Bloomberg Law, Silver’s CEO, Fizza Khan, offers several proactive steps for investment advisers to prepare for an SEC exam and ensure proper compliance.
Silver’s CEO, Fizza Khan, joins Tom Fox on the Compliance Podcast Network to discuss compliance issues investment management firms are facing amid the coronavirus health crisis.
Silver’s CEO, Fizza Khan, discusses the impact of coronavirus on her business, and on the compliance function generally, on this episode of the Operational Leaders podcast with host Terrance J.
In this feature Q&A published by AlphaWeek, Silver’s CEO, Fizza Khan, shares her concerns and recommendations on the steps investment managers should be taking to ensure their compliance houses are
In this edition of Wells Fargo Prime Services Industry and Regulatory Updates newsletter, Silver’s Head of ESG Strategy, Trysha Daskam, explores trends in “greenwashing” and offers initial steps any hedge
Silver’s CEO, Fizza Khan, joined counsel from Crowell & Moring for a roundtable discussion on the hot button issues outlined in the SEC’s 2020 Exam Priorities. A summary of the
On this episode of the Innovation in Compliance podcast with host Tom Fox, Silver’s Head of ESG Strategy, Trysha Daskam, explains how, without formal regulatory guidance, a firm should approach
Silver’s ESG experts respond to an article entitled “ESG Funds Draw SEC Scrutiny,” featured in The Wall Street Journal on December 16, 2019.
As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.
In this episode of the Compliance Podcast Network, Silver’s CEO, Fizza Khan, discusses the reasons behind Silver’s launch and offers advice for investment managers to meet regulatory obligations.
