News Archives - Silver Regulatory Associates

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June 14, 2019

Silver Regulatory Associates Steadily Expands Bench of Compliance and Regulatory Professionals

Nicholas Nunez Joins as Director and Travis Burkel Joins as Associate New York, NY – June 19, 2019 -- Silver Regulatory Associates (Silver), a firm specializing in compliance for the investment industry, continues…

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May 29, 2019

New York State Bar Association (“NYSBA”) Business Law Spring Meeting: Legal Updates for Emerging-Growth Companies and Funds, Fizza Khan

Fizza Khan spoke alongside other industry experts on interpretations of the Venture Capital Exemption and its impact on investment advisers.

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May 9, 2019

Sustainability Investment Leadership (“SILC”) Conference, Trysha Daskam

Trysha Daskam participated on two panels, alongside other industry experts to discuss sustainability leadership and how investment managers who are integrating ESG programs can draw on tools from impact investors.

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May 8, 2019

New York City Bar Association (“NYCBA”) Private Investment Funds Committee Panel on ESG, Trysha Daskam

Trysha Daskam led a timely discussion on the mounting popularity of ESG in the financial services industry.

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April 29, 2019

J.P. Morgan Private Equity Series: ESG (Environmental, Social and Governance), Trysha Daskam

Trysha Daskam participated in an important discussion on what ESG means for the private equity industry and how it can be implemented, as well as other ESG trends.

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April 15, 2019

Investors continue urging regulators for risk disclosure – in Pensions & Investments

U.S. regulators may not be ready or willing to mandate that companies disclose ESG risks, but some institutional investors vow to continue pressing the issue. An April 2 hearing held…

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January 18, 2019

Ex-Duff & Phelps managing director launches new compliance consultancy – in HFM Compliance

HFM subscription required, Fizza Khan Entire Article >

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January 16, 2019

Silver Regulatory Associates Announces Official Launch

NEW YORK, Jan. 16, 2019 /PRNewswire/ -- Silver Regulatory Associates (Silver), a firm specializing in compliance for the investment industry, today announced its official opening to new clients. Founded by Fizza Khan, a pioneer in…

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