Cybersecurity Regulations and Risks

Silver Salon Series will focus on pertinent trends that are top of mind for our colleagues and clients in 2024. Please join Fizza Khan, CEO at Silver Regulatory Associates, Robert Choynowski, President and Managing Partner at SeaGlass Technology, and Kyle Blair, Director of Financial Services at Egnyte, for this year’s first Silver Salon Series event. 

This evening is a chance for us to bring together CCOs and COOs of investment advisers and broker-dealers in one room to discuss, and answer questions about, the SEC’s proposed cybersecurity rules and ways to protect against cybersecurity risks. Below are some of the themes we plan to break down throughout the course of the evening: 

• Overview of the following three SEC proposals related to cybersecurity: the Cybersecurity Risk Management Rules, amendments to Regulation SCI (technological and operational resiliency) and amendments to Regulation S-P (privacy of customer information);
• Insight on the impact of these proposed regulations on registered investment advisers, private fund managers and broker-dealers, as well as an update on the implementation timeline;
• Common challenges that investment advisers and broker-dealers face when implementing measures to comply with such regulations and ways in which they effectively overcome these hurdles; and
• Best practices for fostering a culture of cybersecurity awareness and mitigating cybersecurity risks.

Hosts: 

• • • Fizza Khan, CEO, Silver Regulatory Associates 
    • Robert Choynowski, President and Managing Partner, SeaGlass Technology
    • Kyle Blair, Director of Financial Services, Egnyte