AI Agents Probed the SEC. What Should Your Firm Take From It?
Compliance practitioners expect more AI Agent cybersecurity incidents to occur. For investment advisers, broker-dealers and fund sponsors, it is a preview of the threats and regulatory questions coming to every firm.
AI Governance for Investment Advisers: A Regulatory Lens and Best Practices
This piece is a regulatory-grounded look at how AI governance fits within the compliance frameworks firms already operate under, the cybersecurity considerations that come with it and the practical building blocks of a defensible program.
Anti-Greenwashing: What Investors Can Learn from Recent Enforcement Activity
Just as consumer brands have faced scrutiny over misleading environmental claims, asset managers now confront comparable pressure. As the demand for progress on sustainability practices intensifies, so does the incentive for asset managers to project credibility and ultimately heightening the potential for overstatement.
Fizza’s Guide to What’s Inside – Q3 2026
Would your compliance program survive contact with a regulator, or does it just read well? That question shaped Q3, from the SEC’s crypto rulemaking to cross-border greenwashing enforcement and a $425 million Ponzi case. Fizza breaks down what each development signals for private fund managers.
The Crypto Current, Vol. 4 – Regulation Crypto Assets: The Exit From “Securities”
The SEC has proposed the first offering regime built specifically for crypto. Regulation Crypto Assets would give token issuers two exemptions with fixed dollar thresholds, a path to certify that an investment contract has ended and preemption from state blue sky requirements. This issue breaks down what it means for funds and advisers.
Silver Regulatory Associates Launches AI Governance Program for Investment Advisers in Partnership with Clarier
Silver has partnered with Clarier to launch the AI Governance Program, giving investment advisers, fund sponsors and portfolio companies a combined compliance and technology solution for discovering, approving and documenting AI tool usage.
The Crypto Current, Vol. 3 – The Deadline for Clarity Draws Closer
The Senate is entering a critical window for crypto market structure legislation as the August recess approaches. While Congress works toward revised CLARITY Act text, the SEC and CFTC continue advancing digital asset priorities that could create significant new compliance considerations for market participants.
Silver Regulatory Associates Expands Portfolio Company Cybersecurity Offering, Powered by Advisor Armor
New sponsor-purchased program gives private equity and venture capital sponsors a scalable path to portfolio-wide cybersecurity compliance.
Silver On-Site: Inside the Q1-Q2 2026 Conference Season
People ask us all the time which conferences Silver is prioritizing. After spending the first half of 2026 living out of our suitcases, we put together a Q1-Q2 conference recap of everything we learned along the way.
Sustainability-Focused Due Diligence in 2026: Identifying Risk and Creating Value
Private fund managers are applying greater rigor to assessing sustainability risks and opportunities throughout the investment process. In this piece, Silver examines the regulatory, investor and thematic factors shaping sustainability-focused due diligence in 2026, and identifies leading practices for assessing financially material risks, supporting investment decisions and creating value after closing.