Silver’s CEO Offers Tips for Mitigating CCO Liability in Recent Webinar
CCO liability remains top of mind for C-Suite executives. Silver’s CEO, Fizza Khan, recently spoke on a webinar with Jessica Thayer, Senior Vice President at Starkweather & Shepley Insurance, to address this important topic and help CCOs stay out of the SEC’s crosshairs.
Beware Crypto Exchanges, the SEC Has Its Eyes on You!
Silver’s Fizza Khan, CEO, and Tyler Schoenberg, Compliance Manager, published an article in the New York Law Journal about the SEC’s continued “regulation by enforcement” crusade and the new enforcement actions being brought against crypto exchanges without evidence of fraud or wrongdoing.
Silver’s CEO Discusses CCO Liability in Upcoming Webinar
CCO liability remains top of mind for C-Suite executives. Silver’s CEO, Fizza Khan, will be participating in an upcoming webinar with Jessica Thayer, Senior Vice President at Starkweather & Shepley Insurance, to address this important topic and help CCOs stay out of the SEC’s crosshairs.
Form PF Changes and Its Impact on Private Fund Managers
On May 3, 2023, the SEC announced some significant changes to the Form PF filing requirements, which will directly impact large private fund managers now and into the future. Silver’s Compliance team has put together the following guidance for private fund managers to use as the November compliance deadline approaches.
Silver Speaking at AIMA’s Putting ESG Into Practice Event
Silver’s Managing Director & Head of ESG Strategy, Trysha Daskam, will be hosting a breakout session at AIMA’s Sept. 7th event, “Putting ESG into Practice 2023,” in London. The session is titled “The Roadmap to ESG Compliance in 2023.”
SEC Thumps Insight for Charging ‘Excess’ Management Fees
Silver’s CEO, Fizza Khan, and Compliance Manager, Tyler Schoenberg, recently provided commentary to FundFire about the SEC’s settlement with Insight Partners in an enforcement case alleging the venture capital and buyout manager charged excess management fees to clients. Read the full article here.
Silver Convenes Expert Panel to Discuss the 2023 Banking Crisis
As the fallout from the 2023 banking crisis continues to unfold, Silver’s CEO, Fizza Khan, convened a panel of experts to discuss what happened, the impact of the crisis on private fund managers and what’s likely on the horizon from a regulatory standpoint.
Navigating CCO Liability Risks: Tips for Staying Out of the SEC’s Crosshairs
CCO liability remains top of mind for C-Suite executives, particularly in today’s heightened regulatory environment. Silver’s CEO, Fizza Khan, co-authored a byline in CEP Magazine with Jessica Thayer, Senior Vice President at Starkweather & Shepley Insurance, that offers tips on how CCOs can stay out of the SEC’s crosshairs.
Replay of New Marketing Rule Panel Discussion
Silver’s CEO, Fizza Khan, participated in a panel discussion on Thursday, May 4th to break down the SEC’s new marking rule and explain how fund managers can educate themselves and comply with the new seven principles-based rule in order to stay off the SEC’s radar. Here is a link to the abridged version of the discussion along with some key takeaways.
Silver Hosts Webinar Titled “The 2023 Banking Crisis: What’s Next?”
Fizza Khan, Silver’s CEO, is hosting a webinar titled, “2023 Banking Crisis: What’s Next?” on Tuesday, May 16th at 1 pm ET that will address what private fund managers can expect next from the fallout of the 2023 banking crisis. Joining her is Joe Fenech, Chief Investment Officer at GenOpp Capital Management, and Brad Caswell, Partner at Linklaters LLP.