Thorough Form ADV Preparation May Translate into Better Examination Results
As we approach the finish line of this year’s Form ADV filing season, Silver’s Compliance team outlined some best practices that RIAs and private fund managers can use to ensure their firm is ready for whatever may come from the SEC in 2024 and beyond.
What Fund Managers Should Know About Key Standard-Setting Developments
To help private fund managers navigate the ever-changing landscape of industry standards, frameworks and initiatives, Silver’s ESG team has prepared a summary and client impacts of key market-shaping developments within sustainability reporting, PRI updates, ESG data initiatives and climate.
SEC’s ‘Surprise’ Marketing Rule Guidance to Revamp Performance Math
Silver’s CEO, Fizza Khan, was quoted in a FundFire article about how the SEC recently updated the FAQs related to the disclosure of performance information under the new Marketing Rule of the Advisers Act and the impact of this on private fund managers.