2022 Marked Exciting Year of Growth for Silver Regulatory Associates
Reinforcing its continued focus on increasing its deep bench of talent, client roster and footprint, Silver is proud to announce an exciting year of growth in 2022 with the recent
Reinforcing its continued focus on increasing its deep bench of talent, client roster and footprint, Silver is proud to announce an exciting year of growth in 2022 with the recent
Silver dissects the SEC’s 2023 Exam Priorities and provides a summary of the most important areas of focus, including the new Marketing Rule, ESG investing, information security and operational resiliency,
With the filing deadline for Form ADV on the horizon, the Silver Compliance team has put together a list of best practices for investment managers to keep in mind as
Silver’s Compliance team provides key takeaways on the SEC’s proposed “Safeguarding Rule” and its impact on SEC-registered investment advisers, particularly those with an investment strategy that focuses on crypto/digital assets.
Silver’s CEO, Fizza Khan, appears in episode 23 of the “In Conversation with Convergence Inc.” podcast, where she discusses the key regulatory compliance trends and challenges that firms are expected
2022 brought a flurry of regulatory updates that will impact private fund managers now and into the future. As the year comes to a close, Silver’s Regulatory Compliance team shares
Silver’s CEO, Fizza Khan, recently sat down with Josh Scheffey, Sales Director at Ledger Enterprise Platform, to discuss the regulatory pain points of the FTX collapse. Here is a link
Silver’s CEO, Fizza Khan, appears in episode 10 of the Emerging Manager Exchange podcast, titled “The Regulatory Impact of the FTX Collapse: Tips for Staying Compliant in These Uncertain Times,”
Fizza Khan, Silver’s CEO, and Josh Scheffey, Sales Director at Ledger Enterprise Platform, are hosting a webinar on Tuesday, December 13, 2022, at 1 pm EST that aims to dissect
Silver’s CEO, Fizza Khan, recently sat down with Dave Rothschild, Partner at Cole-Frieman & Mallon LLP and Scott Hershorin, VP of Operations & CCO at Dragonfly Capital, to share their