April 29, 2020
Financial Services Compliance and Coronavirus
Silver’s CEO, Fizza Khan, joins Tom Fox on the Compliance Podcast Network to discuss compliance issues investment management firms are facing amid the coronavirus health crisis.
April 13, 2020
Cyber Security Forum 2020
Silver's CEO, Fizza Khan, moderated a timely discussion on how financial services firms can safeguard against cybersecurity threats, given the world's workforce has gone remote due to COVID-19.
April 9, 2020
Compliance Consulting in a Social Distancing World
Silver’s CEO, Fizza Khan, discusses the impact of coronavirus on her business, and on the compliance function generally, on this episode of the Operational Leaders podcast with host Terrance J. O’Malley.
March 17, 2020
SEC Heightens Focus on Digital Assets
Silver’s CEO, Fizza Khan, joined counsel from Crowell & Moring for a roundtable discussion on the hot button issues outlined in the SEC’s 2020 Exam Priorities. A summary of the discussion and key insights on the topic are included here.
December 20, 2019
20+ Things for 2020
As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.
December 12, 2019
Everything Investment Managers Should Know About Outsourced Compliance
In this episode of the Compliance Podcast Network, Silver’s CEO, Fizza Khan, discusses the reasons behind Silver’s launch and offers advice for investment managers to meet regulatory obligations.
September 19, 2019
Uptick In SEC Exams? Four Ways To Ensure A Smoother Process
Silver has seen a huge uptick in the volume of SEC examinations among our clients this year. In this article published by AlphaWeek, Silver's CEO, Fizza Khan, provides four tips for ensuring proper preparation for routine – and not-so-routine – SEC exams.
June 14, 2019
Silver Regulatory Associates Steadily Expands Bench of Compliance and Regulatory Professionals
Silver Regulatory Associates continues to steadily expand with the addition of Nicholas Nunez as a Director and Travis Burkel as an Associate, both based in New York.
