Key Learnings from 2022 Form ADV Season
Filling out Form ADV can be a complicated process, which requires a lot of planning, data collection, communication among key stakeholders and time. As the 2022 Form ADV season comes
March 29, 2022
Filling out Form ADV can be a complicated process, which requires a lot of planning, data collection, communication among key stakeholders and time. As the 2022 Form ADV season comes
In this Review & Outlook piece, Silver’s Regulatory Compliance experts look back at over the past year and share their key takeaways and insights to help compliance teams in the
Silver’s Founder and CEO, Fizza Khan, joins Christine Shaw, CEO of InvestmentNews, on the podcast Her Success Matters. The episode takes listeners through Fizza’s journey to launching Silver and approach
Silver today announced it has expanded with the addition of Jaclyn Halk, as director. The firm continues to steadily expand its regulatory compliance bench due to increased demands from the
The list of responsibilities and critical function of a chief compliance officer (“CCO”) of an investment adviser are always evolving. In this article featured in the April 2021 issue of
Silver reviews the most important areas of focus from the SEC’s 2021 Exam Priorities, including ESG and climate-related risks, compliance risks and conflicts of interest for investment advisers, and a
As workforces adapted to going remote, the OCIE increased attention on several key areas for investment managers. Silver outlines 21 things for investment management compliance teams to consider in 2021.
In this three-part webinar series featuring regulatory compliance and investigative experts, Silver’s CEO, Fizza Khan, moderates discussions interpreting the OCIE’s most recent Risk Alerts and highlighting the top compliance concerns
In this article published by Bloomberg Law, Silver’s CEO, Fizza Khan, offers several proactive steps for investment advisers to prepare for an SEC exam and ensure proper compliance.
Silver’s CEO, Fizza Khan, joins Tom Fox on the Compliance Podcast Network to discuss compliance issues investment management firms are facing amid the coronavirus health crisis.