Here are five key takeaways for private fund managers to keep in mind as they head into Annual Reviews and work to assess their compliance policies and procedures; execution of
Silver’s Fizza Khan, CEO, and Nicholas Nunez, Managing Director and Head of Regulatory Compliance, published an article in AlphaWeek that provides investment advisers with compliance tips for navigating the increased
Silver’s CEO, Fizza Khan, catches up with Tom Stabile, a senior reporter at FundFire, to discuss the ballooning page counts required of private fund managers under Form ADV, Part 2A.
Due to increased SEC scrutiny, Silver’s Fizza Khan, CEO, and Nicholas Nunez, Managing Director and Head of Regulatory Compliance, published an article in the National Law Journal about the books
Filling out Form ADV can be a complicated process, which requires a lot of planning, data collection, communication among key stakeholders and time. As the 2022 Form ADV season comes
In this Review & Outlook piece, Silver’s Regulatory Compliance experts look back at over the past year and share their key takeaways and insights to help compliance teams in the
Silver’s Founder and CEO, Fizza Khan, joins Christine Shaw, CEO of InvestmentNews, on the podcast Her Success Matters. The episode takes listeners through Fizza’s journey to launching Silver and approach
Silver today announced it has expanded with the addition of Jaclyn Halk, as director. The firm continues to steadily expand its regulatory compliance bench due to increased demands from the
The list of responsibilities and critical function of a chief compliance officer (“CCO”) of an investment adviser are always evolving. In this article featured in the April 2021 issue of
Silver reviews the most important areas of focus from the SEC’s 2021 Exam Priorities, including ESG and climate-related risks, compliance risks and conflicts of interest for investment advisers, and a
