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April 30, 2023

Silver’s CEO Explains New Marketing Rule in Panel Discussion

Silver’s CEO, Fizza Khan, together with industry experts from TD Cowen and CF&M, is participating in a panel discussion on Thursday, May 4th to break down the SEC’s new marking rule and explain how fund managers can educate themselves and comply with the new seven principles-based rule in order to stay off the SEC’s radar.

Anthony Zarro

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April 28, 2023

Silver’s Trysha Daskam Appears on The ESG Report Podcast

Trysha Daskam, Silver’s Head of ESG Strategy, recently appeared on The ESG Report podcast to discuss how fund managers can implement effective ESG strategies, why having a defensible and consistent ESG program is important in today’s regulatory environment and the need for accurate and standardized ESG reporting frameworks globally.

Anthony Zarro

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April 10, 2023

A Practical Guide to 2023 PRI Transparency Reporting

Following the Principles for Responsible Investment’s (PRI) decision to cancel 2022 Transparency Reporting, PRI Signatories may be scrambling to get up to speed ahead of the 2023 reporting cycle. Silver’s ESG Team has compiled a practical guide to help demystify the changes to the process and prepare Signatories for 2023 Transparency Reporting.

Anthony Zarro

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March 27, 2023

“Silver Salon Series” Launches for 2023

Silver has launched the “Silver Salon Series,” which is a series of small, invitation-only gatherings for clients, colleagues and industry experts that are designed to encourage open and honest discussions about a variety of industry topics and trends, and to share professional experiences and ideas on how to tackle present and future business challenges.

Anthony Zarro

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March 7, 2023

What You Need to Know About the SEC’s 2023 Exam Priorities

Silver dissects the SEC’s 2023 Exam Priorities and provides a summary of the most important areas of focus, including the new Marketing Rule, ESG investing, information security and operational resiliency, as well as a continued focus on crypto assets and Private Fund Managers.

Anthony Zarro

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March 1, 2023

Tips for 2023 Form ADV Planning: The Devil is in the Details

With the filing deadline for Form ADV on the horizon, the Silver Compliance team has put together a list of best practices for investment managers to keep in mind as they work to complete this onerous and complex regulatory requirement in order to help keep them out of the crosshairs of regulators.

Anthony Zarro

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February 25, 2023

Silver’s SEC Comment Letter Featured in PRI Investor Briefing

Silver’s comment letter on the SEC’s proposed rule to enhance disclosures made by investment advisers and investment companies about their ESG practices was featured in a new Investor Briefing published by the Principles for Responsible Investment (PRI) that looks at the views of 30 different PRI signatories.

Anthony Zarro

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February 23, 2023

4 Key Takeaways from the SEC’s Proposed “Safeguarding Rule”

Silver’s Compliance team provides key takeaways on the SEC’s proposed “Safeguarding Rule” and its impact on SEC-registered investment advisers, particularly those with an investment strategy that focuses on crypto/digital assets.

Anthony Zarro

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February 10, 2023

Silver Discusses 2023 Compliance Trends on Convergence Podcast

Silver’s CEO, Fizza Khan, appears in episode 23 of the “In Conversation with Convergence Inc.” podcast, where she discusses the key regulatory compliance trends and challenges that firms are expected to face in 2023.

Anthony Zarro

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February 1, 2023

Updating Your ESG Program: 5 Guidelines to Follow

Amidst the rapid changes occurring in ESG regulation and reporting requirements, ESG policies and processes created more than a year ago likely need to be updated. To guide private fund managers, Silver identified 5 key guidelines to follow when updating ESG programs in 2023.

Anthony Zarro

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December 19, 2022

Top Three Priority Compliance Updates from 2022

2022 brought a flurry of regulatory updates that will impact private fund managers now and into the future. As the year comes to a close, Silver’s Regulatory Compliance team shares insights on three critical compliance-related updates to help investment managers plan for the year ahead and stay compliant under increased regulatory scrutiny.

Anthony Zarro

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December 16, 2022

Key Developments in the ESG Regulatory Landscape from 2022

In its year-end summary, the Silver ESG team provides an overview of key developments in the ESG regulatory landscape in the U.S., EU, and UK from 2022, as well as efforts made by standard-setting bodies to harmonize disclosure obligations on climate and other important social and environmental issues.

Anthony Zarro

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Silver’s CEO Explains New Marketing Rule in Panel Discussion

Silver’s Trysha Daskam Appears on The ESG Report Podcast

A Practical Guide to 2023 PRI Transparency Reporting

“Silver Salon Series” Launches for 2023

What You Need to Know About the SEC’s 2023 Exam Priorities

Tips for 2023 Form ADV Planning: The Devil is in the Details

Silver’s SEC Comment Letter Featured in PRI Investor Briefing

4 Key Takeaways from the SEC’s Proposed “Safeguarding Rule”

Silver Discusses 2023 Compliance Trends on Convergence Podcast

Updating Your ESG Program: 5 Guidelines to Follow

Top Three Priority Compliance Updates from 2022

Key Developments in the ESG Regulatory Landscape from 2022

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