On this episode of the Innovation in Compliance podcast with host Tom Fox, Silver’s Head of ESG Strategy, Trysha Daskam, explains how, without formal regulatory guidance, a firm should approach
Silver’s ESG experts respond to an article entitled “ESG Funds Draw SEC Scrutiny,” featured in The Wall Street Journal on December 16, 2019.
As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.
In this episode of the Compliance Podcast Network, Silver’s CEO, Fizza Khan, discusses the reasons behind Silver’s launch and offers advice for investment managers to meet regulatory obligations.
In this contribution to the Mergers & Acquisitions Special Report published by New York Law Journal, Silver’s Trysha Daskam and Fizza Khan explore how the widespread adoption of ESG has
Silver has seen a huge uptick in the volume of SEC examinations among our clients this year. In this article published by AlphaWeek, Silver’s CEO, Fizza Khan, provides four tips
New crypto currency offerings raise regulatory questions. In this article contributed to Bloomberg Law, Silver’s CEO, Fizza Khan, lays out steps for new products to determine if their token of
In this article published by InvestmentNews, Silver’s CEO, Fizza Khan, outlines three important Q1 and early Q2 regulatory compliance requirements for investment advisers.
