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20+ Things for 2020

As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.

As 2019 comes to a close, it is important to think about upcoming compliance obligations for the beginning of the new year. Below are 20+ key items that Silver recommends compliance teams focus on in 2020:

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SilverVision Archive

Cybersecurity Under the Microscope: What the SEC’s 2025 Exam Priorities and Reg S-P Updates Mean for Private Fund Managers

May 23, 2025 No Comments

Silver was recently featured in an article published by the New York Law Journal discussing how recent SEC rule changes have placed cybersecurity squarely at the center of compliance expectations for private fund managers and registered investment advisers. With updated Reg S-P rules, private fund managers must adopt tested, documented policies and respond swiftly to breaches.

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Silver’s Trysha Daskam-Smith Joins Travers Smith’s Sustainability Exchange Podcast to Break Down ESG Messaging for U.S. Investors

May 23, 2025 No Comments

Silver’s Trysha Daskam-Smith joins the Travers Smith’s Sustainability Exchange podcast to discuss the ways in which European fund managers should communicate ESG strategies to U.S. investors. From political sensitivities to regulatory divergence, the panel offers practical advice on reframing ESG as a risk and value discussion, emphasizing the importance of consistency, factual messaging and investor-specific communication.

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Silver’s CEO Featured in Webinar to Discuss SEC Priorities, Private Funds and What Comes Next

May 9, 2025 No Comments

In a recent webinar titled, “Private Capital in 2025: Tariffs, Trump, and Term Sheets,” Silver’s CEO, Fizza Khan, sat down with industry experts to discuss the trends, challenges and strategies shaping the future of private markets. “ The conversation explored the shifting dynamics of fundraising, evolving deal-making trends and how firms are responding to today’s increasingly complex regulatory landscape.

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Crypto Deregulation? Not Quite – The SEC’s New Strategy Explained

April 16, 2025 No Comments

Silver’s CEO, Fizza Khan, along with Senior Director Benny Armstrong and Director Josh Burton, published an article in the April 2025 issue of Uncorrelated Magazine that unpacks the SEC’s evolving stance on crypto enforcement and regulation. The piece explores what recent regulatory shifts mean for digital asset managers and offers practical guidance for staying compliant while engaging in this rapidly changing space.

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