In this feature Q&A published by AlphaWeek, Silver’s CEO, Fizza Khan, shares her concerns and recommendations on the steps investment managers should be taking to ensure their compliance houses are in order amid the global pandemic, with Editor Greg Winterton.
In this edition of Wells Fargo Prime Services Industry and Regulatory Updates newsletter, Silver’s Head of ESG Strategy, Trysha Daskam, explores trends in “greenwashing” and offers initial steps any hedge fund considering ESG strategies should embrace.
Silver’s CEO, Fizza Khan, joined counsel from Crowell & Moring for a roundtable discussion on the hot button issues outlined in the SEC’s 2020 Exam Priorities. A summary of the discussion and key insights on the topic are included here.
On this episode of the Innovation in Compliance podcast with host Tom Fox, Silver’s Head of ESG Strategy, Trysha Daskam, explains how, without formal regulatory guidance, a firm should approach ESG policy and implementation.
In this contribution to the Mergers & Acquisitions Special Report published by New York Law Journal, Silver’s Trysha Daskam and Fizza Khan explore how the widespread adoption of ESG has impacted the rules of deal due diligence for private equity.
Silver has seen a huge uptick in the volume of SEC examinations among our clients this year. In this article published by AlphaWeek, Silver's CEO, Fizza Khan, provides four tips for ensuring proper preparation for routine – and not-so-routine – SEC exams.
New crypto currency offerings raise regulatory questions. In this article contributed to Bloomberg Law, Silver’s CEO, Fizza Khan, lays out steps for new products to determine if their token of choice is considered a “security” subject to certain trading rules.