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November 14, 2023

The Private Fund Adviser Rules: What You Need to Know

The SEC recently passed the new Private Fund Adviser Rules on August 23, 2023, which differ tremendously from the proposed rules introduced back in February 2022. To help private fund advisers be better prepared, the Silver Compliance team has put together a guide outlining the most important takeaways from these amendments, as well as the timelines to compliance.
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June 4, 2023

Navigating CCO Liability Risks: Tips for Staying Out of the SEC’s Crosshairs

CCO liability remains top of mind for C-Suite executives, particularly in today’s heightened regulatory environment. Silver’s CEO, Fizza Khan, co-authored a byline in CEP Magazine with Jessica Thayer, Senior Vice President at Starkweather & Shepley Insurance, that offers tips on how CCOs can stay out of the SEC’s crosshairs.
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May 12, 2023

Replay of New Marketing Rule Panel Discussion

Silver’s CEO, Fizza Khan, participated in a panel discussion on Thursday, May 4th to break down the SEC’s new marking rule and explain how fund managers can educate themselves and comply with the new seven principles-based rule in order to stay off the SEC’s radar. Here is a link to the abridged version of the discussion along with some key takeaways.