Thorough Form ADV Preparation May Translate into Better Examination Results
As we approach the finish line of this year’s Form ADV filing season, Silver’s Compliance team outlined some best practices that RIAs and private fund managers can use to ensure their firm is ready for whatever may come from the SEC in 2024 and beyond.
What Fund Managers Should Know About Key Standard-Setting Developments
To help private fund managers navigate the ever-changing landscape of industry standards, frameworks and initiatives, Silver’s ESG team has prepared a summary and client impacts of key market-shaping developments within sustainability reporting, PRI updates, ESG data initiatives and climate.
SEC’s ‘Surprise’ Marketing Rule Guidance to Revamp Performance Math
Silver’s CEO, Fizza Khan, was quoted in a FundFire article about how the SEC recently updated the FAQs related to the disclosure of performance information under the new Marketing Rule of the Advisers Act and the impact of this on private fund managers.
Silver Discusses the Crypto Regulatory Landscape and New Bitcoin ETF in Advisor Perspectives Article
Commentary from Silver’s CEO, Fizza Khan, recently appeared in an Advisor Perspectives article about the current state of the crypto regulatory environment, as well as Bitcoin ETFs and whether private fund advisers should include these assets in a client’s portfolio.
Silver to Discuss 2024 ESG Regulatory Trends in Upcoming Webinar
Silver’s Trysha Daskam-Smith, Managing Director & Head of ESG Strategy, will be participating in a webinar on 2/1 that will focus on 2024 Climate Regulations and the ESG environment. To register for the event, and to learn more about what will be discussed, please click here.
Silver Explains 3 SEC Cybersecurity Proposals From 2023
In a recent webinar, Silver’s CEO, Fizza Khan, sat down with Nicholas DeVore, Manager of Financial Services at Egnyte, to discuss three proposals from the SEC in 2023 that directly link to cybersecurity rule making and the impact of these potential new regulations on registered investment advisers and broker dealers.
2023 in Review: Busiest Year on Record for SEC Regulatory Changes
The SEC concluded one of its most active years in proposed and adopted industry-altering regulatory rules for private fund managers that will greatly impact the way they conduct business, now and into the future. Here is a breakdown of the most important updates of 2023.
Key 2023 Developments in the ESG Regulatory Landscape
2023 featured a flurry of new rules and regulations aimed at addressing concerns or inefficiencies with the practice of ESG and responsible investing. In Silver’s year-end summary, we provide a non-exhaustive overview of the key developments in the ESG regulatory landscape across the U.S., EU, and UK.
Silver Authors a Thomson Reuters’ ESG Special Report
Silver’s ESG team authored a recent Thomson Reuters ESG special report, which addresses current trends and challenges in how public companies approach the reporting of ESG matters. Click here to view key takeaways and access the full report.
The Private Fund Adviser Rules: What You Need to Know
The SEC recently passed the new Private Fund Adviser Rules on August 23, 2023, which differ tremendously from the proposed rules introduced back in February 2022. To help private fund advisers be better prepared, the Silver Compliance team has put together a guide outlining the most important takeaways from these amendments, as well as the timelines to compliance.