Investors want to see that ESG policies on paper are actually being implemented and protective mechanisms were put in place to guard against considered risks. In this episode of Innovation in Compliance, Silver’s Head of ESG Strategy, Trysha Daskam, explains how, without formal regulatory guidance, a firm should approach ESG policy and implementation. Click play to listen to the episode.
AI Governance for Investment Advisers: A Regulatory Lens and Best Practices
This piece is a regulatory-grounded look at how AI governance fits within the compliance frameworks firms already operate under, the cybersecurity considerations that come with it and the practical building blocks of a defensible program.