Investors want to see that ESG policies on paper are actually being implemented and protective mechanisms were put in place to guard against considered risks. In this episode of Innovation in Compliance, Silver’s Head of ESG Strategy, Trysha Daskam, explains how, without formal regulatory guidance, a firm should approach ESG policy and implementation. Click play to listen to the episode.
The Crypto Current, Vol. 4 – Regulation Crypto Assets: The Exit From “Securities”
The SEC has proposed the first offering regime built specifically for crypto. Regulation Crypto Assets would give token issuers two exemptions with fixed dollar thresholds, a path to certify that an investment contract has ended and preemption from state blue sky requirements. This issue breaks down what it means for funds and advisers.