Investors want to see that ESG policies on paper are actually being implemented and protective mechanisms were put in place to guard against considered risks. In this episode of Innovation in Compliance, Silver’s Head of ESG Strategy, Trysha Daskam, explains how, without formal regulatory guidance, a firm should approach ESG policy and implementation. Click play to listen to the episode.
From Paper to Practice: What the SEC’s Reg S-P Amendments Actually Demand of Investment Advisers
The SEC’s latest changes to Regulation S-P mark a clear shift away from policy-driven compliance toward operational accountability.