Silver’s CEO, Fizza Khan, joins Tom Fox on the Compliance Podcast Network to discuss compliance issues investment management firms are facing amid the coronavirus health crisis. From increased personal trading to meeting a CCO’s supervisory obligations from a remote seat, this episode covers it all. Click play to listen to the episode.
The Crypto Current, Vol. 4 – Regulation Crypto Assets: The Exit From “Securities”
The SEC has proposed the first offering regime built specifically for crypto. Regulation Crypto Assets would give token issuers two exemptions with fixed dollar thresholds, a path to certify that an investment contract has ended and preemption from state blue sky requirements. This issue breaks down what it means for funds and advisers.