Financial Services Compliance and Coronavirus

Silver’s CEO, Fizza Khan, joins Tom Fox on the Compliance Podcast Network to discuss compliance issues investment management firms are facing amid the coronavirus health crisis.

Silver’s CEO, Fizza Khan, joins Tom Fox on the Compliance Podcast Network to discuss compliance issues investment management firms are facing amid the coronavirus health crisis. From increased personal trading to meeting a CCO’s supervisory obligations from a remote seat, this episode covers it all. Click play to listen to the episode.

Share the Post:

SilverVision Archive

The Corporate Transparency Act: Compliance Update for Private Fund Managers

The Corporate Transparency Act (CTA) represents a significant shift in corporate accountability, with potential implications for businesses nationwide. While enforcement is currently on hold, companies should proactively monitor developments, review compliance systems, and gather necessary information to ensure readiness and avoid future penalties.

Read More »