20+ Things for 2020
As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.
December 20, 2019
As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.
In this episode of the Compliance Podcast Network, Silver’s CEO, Fizza Khan, discusses the reasons behind Silver’s launch and offers advice for investment managers to meet regulatory obligations.
Silver has seen a huge uptick in the volume of SEC examinations among our clients this year. In this article published by AlphaWeek, Silver’s CEO, Fizza Khan, provides four tips
New crypto currency offerings raise regulatory questions. In this article contributed to Bloomberg Law, Silver’s CEO, Fizza Khan, lays out steps for new products to determine if their token of
Silver Regulatory Associates continues to steadily expand with the addition of Nicholas Nunez as a Director and Travis Burkel as an Associate, both based in New York.
Silver’s Fizza Khan presents legal updates for venture capital funds and their investment advisers at the New York State Bar Association (“NYSBA”) Business Law Section Spring Meeting.
In this article published by InvestmentNews, Silver’s CEO, Fizza Khan, outlines three important Q1 and early Q2 regulatory compliance requirements for investment advisers.
Silver Regulatory Associates (Silver), a firm specializing in compliance for the investment industry, today announced its official opening to new clients.