In this Review & Outlook piece, Silver’s Regulatory Compliance experts look back at over the past year and share their key takeaways and insights to help compliance teams in the
Asset managers faced major regulatory challenges in 2021, especially related to ESG. In this Review & Outlook piece, Silver’s ESG regulatory experts look back at these changes in more detail
Silver’s Founder and CEO, Fizza Khan, joins Christine Shaw, CEO of InvestmentNews, on the podcast Her Success Matters. The episode takes listeners through Fizza’s journey to launching Silver and approach
Silver today announced it has expanded with the addition of Jaclyn Halk, as director. The firm continues to steadily expand its regulatory compliance bench due to increased demands from the
Silver’s Head of ESG Strategy, Trysha Daskam, clears up misconceptions surrounding ESG policies for investment managers in this roundtable discussion with Fundwise.
Silver today announced the official launch of Silver Due Diligence Preparation Services. Led by senior investment, operations, marketing and compliance professionals, Silver’s due diligence services help investment managers withstand investor
The list of responsibilities and critical function of a chief compliance officer (“CCO”) of an investment adviser are always evolving. In this article featured in the April 2021 issue of
Silver reviews the most important areas of focus from the SEC’s 2021 Exam Priorities, including ESG and climate-related risks, compliance risks and conflicts of interest for investment advisers, and a
Private fund managers are under increased pressure to consider and report on the climate risks in their portfolios. In this article published by Law360, Silver’s Head of ESG Strategy, Trysha
As workforces adapted to going remote, the OCIE increased attention on several key areas for investment managers. Silver outlines 21 things for investment management compliance teams to consider in 2021.
