On this episode of the Operational Leaders podcast, Silver’s CEO, Fizza Khan, joins as a guest to discuss the impact of coronavirus on her business and on the compliance function generally. Click play to learn more about how the compliance function can add value at different points in an investment firm’s growth.
The phrase “Ex Occidente Lex,” Latin for “from West comes law,” has taken on fresh meaning in the world of climate regulation, as California prepares
In July 2025, crypto regulation entered a new phase, marked by sweeping legislative action and fresh guidance from the SEC. These changes are set to redefine how private fund managers and RIAs engage with digital assets across trading, custody and compliance.
With geopolitical tensions on the rise, cybersecurity risks have been heightened for RIAs and private fund managers, requiring firms to go beyond the basics and build cyber compliance programs that are strategic, proactive and SEC exam-ready. This roadmap will help RIAs and fund managers navigate this evolving ecosystem with clarity and confidence.
As crypto matures, the SEC is shifting from enforcement to clarity. Private fund managers must adapt to evolving rules on custody, classification and compliance in this rapidly changing regulatory landscape.
Sustainability news and regulatory updates show no signs of slowing. From California to the EU, new disclosure mandates, shifting ESG expectations and global developments are reshaping how managers must report and respond.
Silver was recently featured in an article published by the New York Law Journal discussing how recent SEC rule changes have placed cybersecurity squarely at the center of compliance expectations for private fund managers and registered investment advisers. With updated Reg S-P rules, private fund managers must adopt tested, documented policies and respond swiftly to breaches.
