Silver’s CEO, Fizza Khan, joins Tom Fox on the Compliance Podcast Network to discuss compliance issues investment management firms are facing amid the coronavirus health crisis. From increased personal trading to meeting a CCO’s supervisory obligations from a remote seat, this episode covers it all. Click play to listen to the episode.
Crypto’s Evolving Rulebook: Navigating Regulation as a Private Fund Manager
As crypto matures, the SEC is shifting from enforcement to clarity. Private fund managers must adapt to evolving rules on custody, classification and compliance in this rapidly changing regulatory landscape.