Financial Services Compliance and Coronavirus, Health Crisis

EDGAR Next is Here: A Compliance Playbook for Private Fund Managers

February 4, 2025 No Comments

The SEC is launching EDGAR Next, a modernized filing system set to impact regulatory filings in 2025. The Silver Regulatory Compliance Team has created a guide to help private fund managers navigate these changes, including a table of key dates and deadlines for easy reference.

The Evolving ESG Landscape: Trends to Watch in 2025

December 16, 2024 No Comments

As ESG terminology evolves—Responsible Investment, Sustainable Investment, Value-Driven ESG Analysis—so do market practices. Heading into 2025, we outline five key trends to help managers align fiduciary duty, risk-focused policies, and communications in a shifting landscape.

Navigating the SEC’s 2025 Agenda: Critical Risks and Compliance Tips for Private Fund Advisers

December 16, 2024 No Comments

On October 21, 2024, the SEC unveiled its 2025 Examination Priorities, highlighting key areas of regulatory focus. For investment firms, especially private fund advisers, these priorities provide a roadmap to address compliance and operational challenges proactively.

The Corporate Transparency Act: Compliance Update for Private Fund Managers

December 16, 2024 No Comments

The Corporate Transparency Act (CTA) represents a significant shift in corporate accountability, with potential implications for businesses nationwide. While enforcement is currently on hold, companies should proactively monitor developments, review compliance systems, and gather necessary information to ensure readiness and avoid future penalties.

A Bright New Era for Silver Regulatory Associates: Unveiling Our Updated Brand Identity

December 2, 2024 No Comments

Join us in celebrating six years of excellence and the start of a bright new era for Silver Regulatory Associates. Together, we will navigate what’s next with confidence and purpose. With its steadfast dedication to empowering private fund managers and investment advisory firms, Silver’s path forward is as inspiring as it is promising.

Digital Assets in Focus: SEC’s Latest Enforcement Drives New Compliance Standards

November 4, 2024 No Comments

With the SEC prioritizing crypto assets in its 2025 Exam Priorities and intensifying enforcement, digital asset firms face growing regulatory pressure. Silver’s Compliance Team has compiled a roadmap for digital asset managers to help firms navigate these evolving requirements.

Financial Services Compliance and Coronavirus

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SilverVision Archive

EDGAR Next is Here: A Compliance Playbook for Private Fund Managers

The Evolving ESG Landscape: Trends to Watch in 2025

Navigating the SEC’s 2025 Agenda: Critical Risks and Compliance Tips for Private Fund Advisers

The Corporate Transparency Act: Compliance Update for Private Fund Managers

A Bright New Era for Silver Regulatory Associates: Unveiling Our Updated Brand Identity

Digital Assets in Focus: SEC’s Latest Enforcement Drives New Compliance Standards

Strategic Guidance Empowering Investment Advisers.