Financial Services Compliance and Coronavirus, Health Crisis

‘Ex Occidente Lex’: California’s Mandatory Climate Disclosure Bills Come into Focus as First Compliance Deadline Nears

August 4, 2025 No Comments

California’s SB 253 and SB 261 require large companies to disclose emissions and climate-related financial risks starting in 2026. This article breaks down who’s affected, what’s required and how to prepare – helping you stay ahead of compliance and avoid any last minute issues.

Crypto Week on Capitol Hill: What Private Fund Managers Need to Know

July 22, 2025 No Comments

In July 2025, crypto regulation entered a new phase, marked by sweeping legislative action and fresh guidance from the SEC. These changes are set to redefine how private fund managers and RIAs engage with digital assets across trading, custody and compliance.

Navigating Cybersecurity Compliance Amid Global Instability

July 18, 2025 No Comments

With geopolitical tensions on the rise, cybersecurity risks have been heightened for RIAs and private fund managers, requiring firms to go beyond the basics and build cyber compliance programs that are strategic, proactive and SEC exam-ready. This roadmap will help RIAs and fund managers navigate this evolving ecosystem with clarity and confidence.

Crypto’s Evolving Rulebook: Navigating Regulation as a Private Fund Manager

June 24, 2025 No Comments

As crypto matures, the SEC is shifting from enforcement to clarity. Private fund managers must adapt to evolving rules on custody, classification and compliance in this rapidly changing regulatory landscape.

No Slowing Down the Sustainability Regulatory Train

June 23, 2025 No Comments

Sustainability news and regulatory updates show no signs of slowing. From California to the EU, new disclosure mandates, shifting ESG expectations and global developments are reshaping how managers must report and respond.

Cybersecurity Under the Microscope: What the SEC’s 2025 Exam Priorities and Reg S-P Updates Mean for Private Fund Managers

May 23, 2025 No Comments

Silver was recently featured in an article published by the New York Law Journal discussing how recent SEC rule changes have placed cybersecurity squarely at the center of compliance expectations for private fund managers and registered investment advisers. With updated Reg S-P rules, private fund managers must adopt tested, documented policies and respond swiftly to breaches.

Financial Services Compliance and Coronavirus

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