Financial Services Compliance and Coronavirus, Health Crisis

What SEC Examiners Will Test in 2026: From Reg S-P Readiness to AI Disclosures

May 7, 2026 No Comments

Generative AI has expanded the compliance surface for investment advisers in ways most firms have not yet mapped. Combined with the amended Reg S-P and its June 3, 2026 deadline for smaller advisers, the result is a single examination focus. This article outlines what an audit-ready program looks like and where the common gaps appear.

The Crypto Current, Vol. 2 – The Clock is Ticking for CLARITY

April 13, 2026 No Comments

Momentum around crypto regulation is building — but legislation is not. As Senate progress stalls, this edition of The Crypto Current examines the structural, political, and policy barriers delaying market structure reform and the implications for compliance frameworks across the industry.

2026 PRI Reporting Guide

April 1, 2026 No Comments

PRI’s 2026 Transparency Reporting season is fast approaching, and for many Signatories, this year’s process will look very different from prior cycles. With a significantly revised framework, fewer indicators, and new mandatory requirements, now is the time to understand what has changed before the reporting window opens on May 6 and closes on July 29.

Regulation S-P Amendments Shift the Compliance and Cybersecurity Landscape: What the Amendments Mean and How Firms Can Navigate Them

March 31, 2026 No Comments

The SEC’s amendments to Regulation S-P (Reg S-P) reflect heightened expectations for how financial firms protect customer information, respond to incidents, and oversee service providers. With tighter notification timelines and more explicit documentation requirements, the amendments serve to remind investment advisers that compliance and cybersecurity are operational priorities.

Fizza’s Guide to What’s Inside – Q1 2026

March 30, 2026 No Comments

Q1 2026 has been a reminder that for private fund managers, regulatory change is not slowing down and neither are the expectations that come with it. In the upcoming edition of Silver’s Regulatory Recap, we are focusing on several developments that we believe are especially important to have on your radar right now.

2025 Sustainability Regulation Recap: The Updates That Matter and How to Prepare for 2026

February 9, 2026 No Comments

The past few years have produced a seemingly unending deluge of changes and updates to sustainability regulations and standards, and 2025 was no different. In this article, Silver’s Sustainability Risk & Strategy team summarizes all the activity from 2025 and provides key items investment managers need to be aware of, along with practical steps for addressing these changes in 2026.

Financial Services Compliance and Coronavirus

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