Financial Services Compliance and Coronavirus

A Bright New Era for Silver Regulatory Associates: Unveiling Our Updated Brand Identity

December 2, 2024 No Comments

Join us in celebrating six years of excellence and the start of a bright new era for Silver Regulatory Associates. Together, we will navigate what’s next with confidence and purpose. With its steadfast dedication to empowering private fund managers and investment advisory firms, Silver’s path forward is as inspiring as it is promising.

Digital Assets in Focus: SEC’s Latest Enforcement Drives New Compliance Standards

November 4, 2024 No Comments

With the SEC prioritizing crypto assets in its 2025 Exam Priorities and intensifying enforcement, digital asset firms face growing regulatory pressure. Silver’s Compliance Team has compiled a roadmap for digital asset managers to help firms navigate these evolving requirements.

Silver’s CEO Comments on the Recent Challenge of the SEC’s Securities Lending Rule in FundFire

October 29, 2024 No Comments

Silver’s CEO, Fizza Khan, was quoted in a recent article in FundFire about the Fifth Circuit’s scrutiny of the SEC’s lending and short-sale rules, emphasizing the opportunity this case offers for private fund managers to voice concerns over regulatory transparency and rule inconsistencies.

Meet with Silver at PRI in Person & AIMA in Toronto

October 1, 2024 No Comments

Join Silver’s Trysha Daskam-Smith, Managing Director & Head of ESG Strategy, at the PRI in Person and AIMA Canada events in Toronto this October to discuss global ESG and climate regulatory trends, sustainability practices, and the maturation of ESG programs by private fund investment managers.

Global Trends in Climate Disclosure and Regulation: A Third Quarter Review

September 20, 2024 No Comments

As climate change rhetoric intensifies, scrutiny on climate regulations and calls for transparent corporate disclosures have surged globally. This theme headlined Silver’s ESG highlights, with significant changes in policy, sentiment, and pressure in climate-related financial regulations, ESG transparency, emission reduction targets, and corporate sustainability.

Navigating Evolving Regulatory Landscape: Recent Court Rulings Loosen SEC’s Grip

September 20, 2024 No Comments

The current regulatory environment, shaped by recent developments such as the vacating of the Private Fund Adviser Rules (PFAR) and the striking down of Chevron deference, presents significant challenges to the SEC’s rulemaking and enforcement capabilities. In this article, Silver offers tips for private fund managers to navigate these challenges and remain compliant with the SEC.

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