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20+ Things for 2020

As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.

As 2019 comes to a close, it is important to think about upcoming compliance obligations for the beginning of the new year. Below are 20+ key items that Silver recommends compliance teams focus on in 2020:

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SilverVision Archive

Sustainability-Focused Due Diligence in 2026: Identifying Risk and Creating Value

June 23, 2026 No Comments

Private fund managers are applying greater rigor to assessing sustainability risks and opportunities throughout the investment process. In this piece, Silver examines the regulatory, investor and thematic factors shaping sustainability-focused due diligence in 2026, and identifies leading practices for assessing financially material risks, supporting investment decisions and creating value after closing.

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The Crypto Current, Vol. 2 – The Clock is Ticking for CLARITY

April 13, 2026 No Comments

Momentum around crypto regulation is building — but legislation is not. As Senate progress stalls, this edition of The Crypto Current examines the structural, political, and policy barriers delaying market structure reform and the implications for compliance frameworks across the industry.

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2026 PRI Reporting Guide

April 1, 2026 No Comments

PRI’s 2026 Transparency Reporting season is fast approaching, and for many Signatories, this year’s process will look very different from prior cycles. With a significantly revised framework, fewer indicators, and new mandatory requirements, now is the time to understand what has changed before the reporting window opens on May 6 and closes on July 29.

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Regulation S-P Amendments Shift the Compliance and Cybersecurity Landscape: What the Amendments Mean and How Firms Can Navigate Them

March 31, 2026 No Comments

The SEC’s amendments to Regulation S-P (Reg S-P) reflect heightened expectations for how financial firms protect customer information, respond to incidents, and oversee service providers. With tighter notification timelines and more explicit documentation requirements, the amendments serve to remind investment advisers that compliance and cybersecurity are operational priorities.

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