Linkedin Youtube
Contact Us

20+ Things for 2020

As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.

As 2019 comes to a close, it is important to think about upcoming compliance obligations for the beginning of the new year. Below are 20+ key items that Silver recommends compliance teams focus on in 2020:

Share the Post:

Filter by Topic

SilverVision Archive

Fizza’s Guide to What’s Inside – Q1 2026

March 30, 2026 No Comments

Q1 2026 has been a reminder that for private fund managers, regulatory change is not slowing down and neither are the expectations that come with it. In the upcoming edition of Silver’s Regulatory Recap, we are focusing on several developments that we believe are especially important to have on your radar right now.

Read More »

2025 Sustainability Regulation Recap: The Updates That Matter and How to Prepare for 2026

February 9, 2026 No Comments

The past few years have produced a seemingly unending deluge of changes and updates to sustainability regulations and standards, and 2025 was no different. In this article, Silver’s Sustainability Risk & Strategy team summarizes all the activity from 2025 and provides key items investment managers need to be aware of, along with practical steps for addressing these changes in 2026.

Read More »

Navigating the SEC’s 2026 Exam Priorities

January 14, 2026 No Comments

The SEC’s 2026 Examination Priorities signal tighter scrutiny for private fund advisers, with expectations increasingly tied to real-world risk and demonstrable controls. Silver breaks down the 2026 focus areas with lessons from 2025 exams and outlines three practical actions firms can take now to strengthen exam readiness.

Read More »

The Crypto Current, Vol. 1 – The CFTC Takes Center Stage

January 9, 2026 No Comments

For months, U.S. crypto regulation has been defined by big promises, informal signals and plenty of unanswered questions. That is starting to change. In the past several weeks, the direction of travel has become clearer and the pace has picked up. In this inaugural edition of The Crypto Current, we break down what changed, why it matters and what firms should be watching for next.

Read More »