Silver’s CEO, Fizza Khan, will be joining Mike Fitzgerald, Managing Director, Global Head of Cap Intro at TD Cowen, and Malhar Oza, Senior Associate at Cole-Frieman & Mallon, in an in-person panel discussion on Thursday, May 4, 2023, to break down the SECs new marking rule for private fund managers. Moderated by Dave Rothschild, Partner at Cole-Frieman & Mallon, the discussion will expound on the following:
- Overview of the new rule and its requirements (i.e., SEC’s definition of “advertising,” any exclusions that might apply and the impact on ERAs)
- Impact on cap intros (i.e., rules around performance results in ads and what that means for private fund managers, particularly new managers)
- Compliance considerations (i.e., impact on SEC exam priorities, ways to document compliance under new rule and potential policies to implement in order to ensure sufficient oversight by the manager)
Logistic details about the event are below:
When: Thursday, May 4, 2023 4:00-6:00 pm PT
Where: Cole-Frieman & Mallon
201 California Street Conference Center
San Francisco, CA 94111
To learn more about Silver’s perspective on the new marketing rule, please read this article. And feel free to contact Silver to inquire about how to register to attend the event if you are in the San Francisco area.
