InsightsCompliance

The Importance of Compliance During Times of Market Tumult

By April 8, 2020March 31st, 2021No Comments

We are experiencing unprecedented market volatility. Nearly everyone in the world is working remotely. Personal trading is on the rise. Silver’s CEO, Fizza Khan, shared with Greg Winterton at Alpha Week her concerns and recommendations on the steps investment managers should be taking to ensure their compliance houses are in order.

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