Legal Updates for Emerging-Growth Companies and Funds

Silver's Fizza Khan presents legal updates for venture capital funds and their investment advisers at the New York State Bar Association ("NYSBA") Business Law Section Spring Meeting.

On May 29, 2019, Silver’s CEO, Fizza Khan, presented “Legal Updates for Emerging-Growth Companies and Funds” at the New York State Bar Association (“NYSBA”) Business Law Section Spring Meeting. Interpreting how the Venture Capital Exemption impacts investment advisers, Fizza’s presentation delves into what is considered to be a venture capital fund (“VCF”), what the SEC defines as qualifying investments and portfolio companies, as well as the specific limitations and requirements venture firms must satisfy to qualify for an exemption from investment adviser registration. She also outlines the key reporting requirements, rules and regulatory deadlines in which a VCF and its investment adviser must adhere.

[button color=”accent-color” hover_text_color_override=”#fff” open_new_tab=”true” url=”https://nysba.org/NYSBA/Sections/Coursebooks/Business/Spring%20Meeting%202019/Tech%20and%20Venture%20Online%20Materials.pdf” text=”View Presentation” color_override=””]

Share the Post:

SilverVision Archive

ESG Q1 2025: Worldwide Changes and the Ongoing Aftermath

ESG regulation and DEI initiatives face significant shifts globally, driven by regulatory rollbacks in the U.S., evolving EU and UK reporting requirements and increasing political scrutiny. This guide offers a deeper dive into the latest regulatory updates and their outcomes worldwide to help private fund managers navigate these shifting landscapes while balancing regulatory compliance with investor and stakeholder expectations.

Read More »

EU Omnibus: Summary of Proposed Changes

The EU Omnibus is set to amend several key sustainability regulations, simplifying compliance obligations for in-scope entities. If approved, it will modify four major frameworks: CSRD, CSDDD, the Taxonomy Regulation, and CBAM.

Read More »

The SEC’s New Crypto Approach: Clarity Over Crackdowns 

The SEC is shifting from enforcement-driven actions to a clearer, rule-based approach to crypto regulation. While compliance expectations are evolving, investor protection remains a priority. Now is the time for crypto firms to reassess their compliance strategies and stay ahead of regulatory changes.

Read More »