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Silver Discusses 2023 Compliance Trends on Convergence Podcast

Silver’s CEO, Fizza Khan, appears in episode 23 of the “In Conversation with Convergence Inc.” podcast, where she discusses the key regulatory compliance trends and challenges that firms are expected to face in 2023.

Silver’s CEO, Fizza Khan, recently joined host George F. Evans on episode 23 of the “In Conversation with Convergence Inc.” podcast to discuss the regulatory compliance trends and challenges that firms are expected to face in 2023, as well as the SEC’s agenda. Some of the key themes covered during the course of the conversation include:

  • RIA outsourcing vetting 3rd party service providers
  • Fund Fee Disclosures
  • Documentation of RIA Compliance Reviews
  • Overview of the SEC’s 2023 agenda
  • Background about Silver and its 2023 priorities for clients

Watch the full podcast episode below.

 

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The Corporate Transparency Act: Compliance Update for Private Fund Managers

December 16, 2024 No Comments

The Corporate Transparency Act (CTA) represents a significant shift in corporate accountability, with potential implications for businesses nationwide. While enforcement is currently on hold, companies should proactively monitor developments, review compliance systems, and gather necessary information to ensure readiness and avoid future penalties.

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