SilverVision

Insights ESG

January 27, 2020

How ESG Helps Companies See In The Dark

On this episode of the Innovation in Compliance podcast with host Tom Fox, Silver’s Head of ESG Strategy, Trysha Daskam, explains how, without formal regulatory guidance, a firm should approach ESG policy and implementation.

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Insights ESG

December 23, 2019

ESG, Please Meet the SEC

Silver’s ESG experts respond to an article entitled “ESG Funds Draw SEC Scrutiny,” featured in The Wall Street Journal on December 16, 2019.

Hanadi Zakour

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Insights Compliance ESG

December 20, 2019

20+ Things for 2020

As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.

Hanadi Zakour

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Insights Compliance

December 12, 2019

Everything Investment Managers Should Know About Outsourced Compliance

In this episode of the Compliance Podcast Network, Silver’s CEO, Fizza Khan, discusses the reasons behind Silver’s launch and offers advice for investment managers to meet regulatory obligations.

Hanadi Zakour

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Insights ESG

November 5, 2019

Best Practices in ESG Due Diligence for Private Equity Firms

In this contribution to the Mergers & Acquisitions Special Report published by New York Law Journal, Silver’s Trysha Daskam and Fizza Khan explore how the widespread adoption of ESG has impacted the rules of deal due diligence for private equity.

Hanadi Zakour

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Insights Compliance

September 19, 2019

Uptick In SEC Exams? Four Ways To Ensure A Smoother Process

Silver has seen a huge uptick in the volume of SEC examinations among our clients this year. In this article published by AlphaWeek, Silver's CEO, Fizza Khan, provides four tips for ensuring proper preparation for routine – and not-so-routine – SEC exams.

Hanadi Zakour

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Insights Compliance

August 1, 2019

Key Crypto-Compliance Considerations in Light of Facebook’s ICO

New crypto currency offerings raise regulatory questions. In this article contributed to Bloomberg Law, Silver’s CEO, Fizza Khan, lays out steps for new products to determine if their token of choice is considered a “security” subject to certain trading rules.

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News Compliance

June 14, 2019

Silver Regulatory Associates Steadily Expands Bench of Compliance and Regulatory Professionals

Silver Regulatory Associates continues to steadily expand with the addition of Nicholas Nunez as a Director and Travis Burkel as an Associate, both based in New York.

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Events Past Events Compliance

May 29, 2019

Legal Updates for Emerging-Growth Companies and Funds

Silver's Fizza Khan presents legal updates for venture capital funds and their investment advisers at the New York State Bar Association ("NYSBA") Business Law Section Spring Meeting.

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News ESG

April 15, 2019

Investors Urging Regulators for Risk Disclosure

In this article published by Pensions & Investments, Silver's Head of ESG Strategy, Trysha Daskam, comments on the Senate Committee on Banking, Housing and Urban Affairs' hearing, held to explore mandated and uniform ESG disclosures.

SRA Admin

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How ESG Helps Companies See In The Dark

ESG, Please Meet the SEC

20+ Things for 2020

Everything Investment Managers Should Know About Outsourced Compliance

Best Practices in ESG Due Diligence for Private Equity Firms

Uptick In SEC Exams? Four Ways To Ensure A Smoother Process

Key Crypto-Compliance Considerations in Light of Facebook’s ICO

Silver Regulatory Associates Steadily Expands Bench of Compliance and Regulatory Professionals

Legal Updates for Emerging-Growth Companies and Funds

Investors Urging Regulators for Risk Disclosure

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