May 17, 2021
Silver Announces Launch of Investor Due Diligence Preparation Services for Investment Managers
Silver today announced the official launch of Silver Due Diligence Preparation Services. Led by senior investment, operations, marketing and compliance professionals, Silver’s due diligence services help investment managers withstand investor scrutiny by developing institutional quality processes and response standards.
May 12, 2021
Dear CCO: The SEC Has Its Eyes on You
The list of responsibilities and critical function of a chief compliance officer (“CCO”) of an investment adviser are always evolving. In this article featured in the April 2021 issue of National Law Journal, Silver’s CEO, Fizza Khan, outlines four areas in which CCOs should pay careful attention to lower their risk of potential liability.
March 15, 2021
Guide To 2021 SEC Exam Priorities
Silver reviews the most important areas of focus from the SEC's 2021 Exam Priorities, including ESG and climate-related risks, compliance risks and conflicts of interest for investment advisers, and a continued focus on digital assets.
January 15, 2021
How EU Climate Regs May Affect US Private Fund Managers
Private fund managers are under increased pressure to consider and report on the climate risks in their portfolios. In this article published by Law360, Silver’s Head of ESG Strategy, Trysha Daskam, provides practical steps for private fund managers to assess and mitigate climate risks.
January 12, 2021
21 Compliance Considerations for 2021
As workforces adapted to going remote, the OCIE increased attention on several key areas for investment managers. Silver outlines 21 things for investment management compliance teams to consider in 2021.
December 23, 2020 Review & Outlook:
Review & Outlook:
ESG Regulatory Landscape for Private Funds
In this Review & Outlook piece, Silver's Head of ESG Strategy, Trysha Daskam, outlines four important ESG regulatory themes for private funds to pay close attention to throughout 2021.
December 15, 2020
Private Fund 2020 Compliance Playbook Webinar Series
In this three-part webinar series featuring regulatory compliance and investigative experts, Silver's CEO, Fizza Khan, moderates discussions interpreting the OCIE’s most recent Risk Alerts and highlighting the top compliance concerns for private fund managers.
November 10, 2020
U.K. Takes Lead on Mandating Climate Change Disclosure
In this article published by Pensions & Investments, Silver's Head of ESG Strategy, Trysha Daskam, comments in response to U.K. regulators announcing climate change disclosure requirements.
July 28, 2020
ESG Regulatory and Compliance Outlook
Silver’s Head of ESG Strategy, Trysha Daskam, discusses the ESG compliance and regulatory landscape for private funds with the host of the Frank Talk podcast, Frank Travers.