Linkedin Youtube
Contact Us

Three Crucial Compliance Requirements to Satisfy Right Now

In this article published by InvestmentNews, Silver’s CEO, Fizza Khan, outlines three important Q1 and early Q2 regulatory compliance requirements for investment advisers.

Every year at this time, registered investment advisers are — or should be — thinking about some of the annual regulatory compliance deadlines imposed by the Securities and Exchange Commission. In this article published by InvestmentNews, Silver’s Founder and CEO, Fizza Khan, outlines three important Q1 and Q2 compliance requirements for investment advisers.

[button open_new_tab=”true” color=”accent-color” hover_text_color_override=”#fff” size=”large” url=”https://www.investmentnews.com/article/20190401/BLOG09/190409998/three-crucial-compliance-requirements-to-satisfy-right-now” text=”Read Article” color_override=””]

Share the Post:

Filter by Topic

SilverVision Archive

Cybersecurity Under the Microscope: What the SEC’s 2025 Exam Priorities and Reg S-P Updates Mean for Private Fund Managers

May 23, 2025 No Comments

Silver was recently featured in an article published by the New York Law Journal discussing how recent SEC rule changes have placed cybersecurity squarely at the center of compliance expectations for private fund managers and registered investment advisers. With updated Reg S-P rules, private fund managers must adopt tested, documented policies and respond swiftly to breaches.

Read More »

Silver’s Trysha Daskam-Smith Joins Travers Smith’s Sustainability Exchange Podcast to Break Down ESG Messaging for U.S. Investors

May 23, 2025 No Comments

Silver’s Trysha Daskam-Smith joins the Travers Smith’s Sustainability Exchange podcast to discuss the ways in which European fund managers should communicate ESG strategies to U.S. investors. From political sensitivities to regulatory divergence, the panel offers practical advice on reframing ESG as a risk and value discussion, emphasizing the importance of consistency, factual messaging and investor-specific communication.

Read More »

Silver’s CEO Featured in Webinar to Discuss SEC Priorities, Private Funds and What Comes Next

May 9, 2025 No Comments

In a recent webinar titled, “Private Capital in 2025: Tariffs, Trump, and Term Sheets,” Silver’s CEO, Fizza Khan, sat down with industry experts to discuss the trends, challenges and strategies shaping the future of private markets. “ The conversation explored the shifting dynamics of fundraising, evolving deal-making trends and how firms are responding to today’s increasingly complex regulatory landscape.

Read More »

Crypto Deregulation? Not Quite – The SEC’s New Strategy Explained

April 16, 2025 No Comments

Silver’s CEO, Fizza Khan, along with Senior Director Benny Armstrong and Director Josh Burton, published an article in the April 2025 issue of Uncorrelated Magazine that unpacks the SEC’s evolving stance on crypto enforcement and regulation. The piece explores what recent regulatory shifts mean for digital asset managers and offers practical guidance for staying compliant while engaging in this rapidly changing space.

Read More »