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Uptick In SEC Exams? Four Ways To Ensure A Smoother Process

Silver has seen a huge uptick in the volume of SEC examinations among our clients this year. In this article published by AlphaWeek, Silver's CEO, Fizza Khan, provides four tips for ensuring proper preparation for routine – and not-so-routine – SEC exams.

Silver Regulatory Associates has seen a huge uptick in the volume of SEC examinations among our clients this year. As the Commission closes in on its fiscal year this month, will the increase in the volume of exams continue? In this article published by AlphaWeek, our Founder and CEO, Fizza Khan, provides four tips for ensuring proper preparation for routine – and not-so-routine – SEC exams.

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SilverVision Archive

Crypto Deregulation? Not Quite – The SEC’s New Strategy Explained

April 16, 2025 No Comments

Silver’s CEO, Fizza Khan, along with Senior Director Benny Armstrong and Director Josh Burton, published an article in the April 2025 issue of Uncorrelated Magazine that unpacks the SEC’s evolving stance on crypto enforcement and regulation. The piece explores what recent regulatory shifts mean for digital asset managers and offers practical guidance for staying compliant while engaging in this rapidly changing space.

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