Financial Services Compliance and Coronavirus
Silver’s CEO, Fizza Khan, joins Tom Fox on the Compliance Podcast Network to discuss compliance issues investment management firms are facing amid the coronavirus health crisis.
Cyber Security Forum 2020
Silver’s CEO, Fizza Khan, moderated a timely discussion on how financial services firms can safeguard against cybersecurity threats, given the world’s workforce has gone remote due to COVID-19.
Compliance Consulting in a Social Distancing World
Silver’s CEO, Fizza Khan, discusses the impact of coronavirus on her business, and on the compliance function generally, on this episode of the Operational Leaders podcast with host Terrance J. O’Malley.
The Importance of Compliance During Times of Market Tumult
In this feature Q&A published by AlphaWeek, Silver’s CEO, Fizza Khan, shares her concerns and recommendations on the steps investment managers should be taking to ensure their compliance houses are in order amid the global pandemic, with Editor Greg Winterton.
As the SEC Takes on Greenwashing, Here’s What Hedge Funds Need to Know
In this edition of Wells Fargo Prime Services Industry and Regulatory Updates newsletter, Silver’s Head of ESG Strategy, Trysha Daskam, explores trends in “greenwashing” and offers initial steps any hedge fund considering ESG strategies should embrace.
SEC Heightens Focus on Digital Assets
Silver’s CEO, Fizza Khan, joined counsel from Crowell & Moring for a roundtable discussion on the hot button issues outlined in the SEC’s 2020 Exam Priorities. A summary of the discussion and key insights on the topic are included here.
How ESG Helps Companies See In The Dark
On this episode of the Innovation in Compliance podcast with host Tom Fox, Silver’s Head of ESG Strategy, Trysha Daskam, explains how, without formal regulatory guidance, a firm should approach ESG policy and implementation.
ESG, Please Meet the SEC
Silver’s ESG experts respond to an article entitled “ESG Funds Draw SEC Scrutiny,” featured in The Wall Street Journal on December 16, 2019.
20+ Things for 2020
As 2019 comes to a close, Silver recommends 20+ key compliance and ESG considerations that investment advisers and broker dealers should focus on in 2020.
Everything Investment Managers Should Know About Outsourced Compliance
In this episode of the Compliance Podcast Network, Silver’s CEO, Fizza Khan, discusses the reasons behind Silver’s launch and offers advice for investment managers to meet regulatory obligations.