Silver’s CEO, Fizza Khan, and Host, Tom Fox, discuss the reasons behind Silver’s launch, offer advice for investment managers to meet regulatory obligations, provide practical tips for SEC exams and delve into the complicated world of cryptocurrency. Click play to listen to the episode.
Cybersecurity Awareness Month: Is Your Firm Prepared?
Cybersecurity lapses can carry regulatory consequences. Silver’s checklist highlights key areas every firm should review to stay compliant and protected.