Everything Investment Managers Should Know About Outsourced Compliance

In this episode of the Compliance Podcast Network, Silver’s CEO, Fizza Khan, discusses the reasons behind Silver’s launch and offers advice for investment managers to meet regulatory obligations.

Silver’s CEO, Fizza Khan, and Host, Tom Fox, discuss the reasons behind Silver’s launch, offer advice for investment managers to meet regulatory obligations, provide practical tips for SEC exams and delve into the complicated world of cryptocurrency. Click play to listen to the episode.

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The Corporate Transparency Act: Compliance Update for Private Fund Managers

The Corporate Transparency Act (CTA) represents a significant shift in corporate accountability, with potential implications for businesses nationwide. While enforcement is currently on hold, companies should proactively monitor developments, review compliance systems, and gather necessary information to ensure readiness and avoid future penalties.

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